In establishing an advisory
account with Barnett & Company, it is necessary
that you provide Barnett & Company with certain
personal financial information necessary to
ensure that your account is managed in a manner
consistent with your investment objectives and
personal financial goals. This information will
generally be derived from the following sources:
• Information we receive from you on account
application forms and
other forms, and
• Information about your securities
transactions with Barnett &
Company or other advisers and broker/dealers
which may be
providing financial services to
you.
It is the policy of Barnett & Company that we
do not disclose any non-public personal information
about you to anyone, except as permitted by
law.
If you decide to close your account(s) with
Barnett & Company or become an inactive customer,
Barnett & Company will adhere to the privacy
policies and practices as described in this
notice.
Barnett & Company restricts access to your personal
and account information to those employees who
need to know that information to provide products
or services to you. Barnett & Company maintains
physical, electronic, and procedural safeguards
to guard your non-public personal information.
Please download and print out our Acknowledgement
of Receipt of Privacy Notice.
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